COMPLIANCE AND SUPERVISION

Custodia Wealth Management SA is authorised by FINMA, the Federal Financial Market Supervisory Authority, to carry out asset manager pursuant to art. 2 para. 1(a) and art. 5 para. 1 of the Federal Financial Institutions Act (FinIA).

The Company is a financial intermediary in accordance with the Anti-Money Laundering Act (AMLA) and is supervised under the Money Laundering and Terrorist Financing Act.

Custodia Wealth Management SA is subject to the Supervisory Body (“SB”) AOOS SA, is affiliated to the mediation body FINOS (Finanzombudsstelle Schweiz – Zurich) and is a member of the Swiss Association of Asset Managers – ASG.